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PARTICULARS OF SHAREHOLDING OF THE TOP 10 ORDINARY
SHAREHOLDERS OF THE BANK（As at 31 December 2021）
Unit: Share
Name of
shareholder |
Nature of
shareholder |
Class of
shares |
Increase/
decrease of
shares during
the reporting
period |
Number of
shares held
at the end of
reporting period |
Shareholding
percentage (%)
|
Number of
pledged or
locked-up shares |
| Huijin |
State-owned |
A Share |
- |
123,717,852,951 |
34.71 |
None |
| MOF |
State-owned |
A Share |
- |
110,984,806,678 |
31.14 |
None |
HKSCC
Nominees
Limited(5) |
Foreign
legal person |
H Share |
-13,477,082 |
86,154,124,549 |
24.17 |
Unknown |
| SSF(6) |
State-owned |
A Share |
- |
12,331,645,186 |
3.46 |
None |
Ping An Life
Insurance
Company of
China, Ltd. —
Traditional —
Ordinary
insurance
products |
Other entities |
A Share |
- |
3,687,330,676 |
1.03 |
None |
China Securities
Finance Co., Ltd. |
State-owned
legal person |
A Share |
-24 |
2,416,131,540 |
0.68 |
None |
Hong Kong
Securities
Clearing Company
Limited(7) |
Foreign
legal person |
A Share |
200,331,413 |
1,386,451,666 |
0.39 |
None |
Central Huijin
Asset
Management
Co., Ltd. |
State-owned
legal person |
A Share |
- |
1,013,921,700 |
0.28 |
None |
China Life
Insurance
Company Limited
— Traditional
—Ordinary
insurance
products —
005L —
CT001 Hu |
Other entities |
A Share |
-34,438,403 |
435,910,885 |
0.12 |
None |
Taiping Life
Insurance Co., Ltd.
— Traditional
— Ordinary
insurance
products —
022L —
CT001 Hu |
Other entities |
A Share |
39,168,600 |
426,975,751 |
0.12 |
None |
Notes: (1)The above data are based on the Bank’s register of shareholders as at 31 December 2021.
(2)The Bank had no shares subject to restrictions on sales.
(3)HKSCC Nominees Limited is a wholly-owned subsidiary of Hong Kong Securities Clearing Company Limited. Central Huijin Asset Management Co., Ltd. is a wholly-owned subsidiary of Huijin. Save as disclosed above, the Bank is not aware of any connected relations or concert party action among the afore-mentioned shareholders.
(4)Except to the extent unknown to HKSCC Nominees Limited, the top 10 shareholders of the Bank did not participate in any margin trading, short selling or refinancing business.
(5)The number of shares held by HKSCC Nominees Limited at the end of the period refers to the total H shares held by it as a nominee on behalf of all institutional and individual investors registered with accounts opened with HKSCC Nominees Limited as at 31 December 2021, which included H shares of the Bank held by SSF, Ping An Asset Management Co., Ltd., Temasek Holdings (Private) Limited.
(6)According to the Notice on Comprehensively Transferring Part of State-Owned Capital to Fortify Social Security Funds (Cai Zi [2019] No. 49), MOF transferred 12,331,645,186 A shares to the state-owned capital transfer account of SSF in a lump sum in December 2019. According to the relevant requirements under the Notice of the State Council on Issuing the Implementation Plan for Transferring Part of State-Owned Capital to Fortify Social Security Funds (Guo Fa [2017] No. 49), SSF shall perform the obligation of more than 3-year lock-up period as of the date of the receipt of transferred shares. At the end of the reporting period, according to the information provided by SSF to the Bank, SSF also held 7,946,049,758 H shares of the Bank and 20,277,694,944 A and H shares in aggregate, accounting for 5.69% of the Bank’s total ordinary shares.
(7)The number of shares held by Hong Kong Securities Clearing Company Limited at the end of the period refers to the total A shares (Northbound shares of the Shanghai-Hong Kong Stock Connect) held by it as a nominal holder designated by and on behalf of Hong Kong and foreign investors as at 31 December 2021.
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